Segregation of Departments and Declaration on Conflict of Interest
At PHD Capital Private Limited, we prioritize transparency, compliance, and client trust in all our operations. To adhere to the guidelines set forth by the Securities and Exchange Board of India (SEBI) and other regulatory bodies and eliminate potential conflicts of interest, we have implemented a clear segregation of our departments and their respective financial operations. Below, we outline our departmental structure, functions, and associated bank accounts for complete transparency.
Our Segregated Departments
1. Research and Analysis & Model Portfolios
Function: As a SEBI-registered research analyst, we provide our clients with research and analysis.This ensures unbiased, value-driven insights without financial conflict.
In-Charge: Pritam Sardar (Director & Research Head), DIN: 10464248
Research Analyst: PRADIP HALDER (Director), DIN: 08786591
Bank Account Details: All research-related subscriptions received are managed through the following account:
Bank Name: Bank of India
Account Name: PHD Capital Private Limited
Account Number: xxxxxxxxxxx0242
IFSC Code: BKlD0004143
Conflict of Interest Mitigation
Strict Financial Separation: Each department operates independently with designated bank accounts to ensure financial transparency and compliance with SEBI regulations. This separation prevents the misuse of funds and potential conflicts of interest between our services.
Independent Operations: We do not receive any commission, remuneration, or compensation for the recommendations or information we publish. There is no conflict of interest in our research reports, analysis, or posts.
Regulatory Adherence: As a SEBI-registered Research Analyst, we strictly follow the prescribed guidelines to uphold ethical practices and safeguard client interests.
Transparency in Client Interaction: All financial dealings and departmental activities are disclosed to clients to maintain trust and accountability. Our clients can rest assured that their investments, fees, and transactions are handled with the highest level of integrity.
Contact Us
For any queries or clarifications regarding our operations, please reach out to us at:
Email: researchdesk@phdcapital.in
Phone: +91-7074751778
2. Mutual Fund and Portfolio Management Services (PMS) Distribution
Function: As AMFI-registered Mutual Fund Distributors and APMI-registered PMS Distributors, we facilitate the distribution of mutual funds and PMS products.
In-Charge: Sabarika Debroy, DIN: 08786592
Bank Account Details: All distribution-related commissions received are managed through the following account:
Bank Name: Bandhan Bank
Name: PHD Capital Private Limited
Number: xxxxxxxxxx4707
IFSC Code: BDBL0001649