PHD CAPITAL

Client’s queries / complaints may arise due to lack of understanding or a deficiency of service experienced by clients. Deficiency of service may include lack of explanation, clarifications, understanding which escalates into shortfalls in the expected delivery standards, either due to inadequacy of facilities available or through the attitude of staff towards client.

  • Clients can seek clarification to their query and are further entitled to make a complaint in writing, orally or telephonically. An email may be sent to the Client Servicing Team on complain@phdcapital.in . Alternatively, the Investor may call on 032-1629-7100
  • A letter may also be written with their query/complaint and posted at this address –  PHD CAPITAL PRIVATE LIMITEDSadpur-Maslandpur, Habra-1 Maslandapur, Basirhat Road, 24 Parganas North, Maslandapur, BARASAT, WEST BENGAL, 743289.
  • Clients can write to the Compliance Officer at compliance@phdcapital.in if the Investor does not receive a response within 10 business days of writing to the Client Servicing Team. The client can expect a reply within 10 business days of approaching the Compliance Officer.
  • In case you are not satisfied with our response you can lodge your grievance with SEBI at http://scores.gov.in or you may also write to any of the offices of SEBI. SCORES may be accessed thorough SCORES mobile application as well, same can be downloaded from below link: https://play.google.com/store/apps/details?id=com.ionicframework.sebi236330
  • ODR Portal could be accessed, if unsatisfied with the response. Your attention is drawn to the SEBI circular no. SEBI/HO/OIAE/OIAE_IAD-1/P/CIR/2023/131 dated July 31, 2023, on “Online Resolution of Disputes in the Indian Securities Market”. A common Online Dispute Resolution Portal (“ODR Portal”) which harnesses conciliation and online arbitration for resolution of disputes arising in the Indian Securities Market has been established. ODR Portal can be accessed via the following link – https://smartodr.in/

Data For The Month Ending : AUG 2024

SR. NO. RECEIVED FROM PENDING AT THE END OF LAST MONTH RECEIVED RESOLVED* TOTAL PENDING# PENDING COMPLAINTS > 3 MONTHS AVERAGE RESOLUTION TIME ^ (IN DAYS)
1. DIRECTLY FROM INVESTORS 0 0 0 0 0 -
2. SEBI (SCORES) 0 0 0 0 0 -
3. OTHER SOURCES (IF ANY) 0 0 0 0 0 -
GRAND TOTAL 0 0 0 0 0 -

Trend of Monthly Disposal of Complains

SR. NO. MONTH CARRIED FORWARD FROM PREVIOUS MONTH RECEIVED RESOLVED* PENDING#
1 MAY, 2024 0 0 0 0
2 JUNE, 2025 0 0 0 0
3 JULY, 2024 0 0 0 0
4 AUGUST, 2024 0 0 0 0
5 SEPTEMBER, 2024 0 0 0 0
6 OCTOBER, 2024 0 0 0 0
7 NOVEMBER, 2024 0 0 0 0
GRAND TOTAL 0 0 0 0

Trend of Annual Disposal of Complaints

SN YEAR CARRIED FORWARD FROM PREVIOUS YEAR RECEIVED RESOLVED* PENDING#
1 2024-25 0 0 0 0
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